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NEW QUESTION: 1
When complying with Standard IV (B.3) - Fair Dealing, there are certain points one should be sure to address when establishing compliance procedures. Which of the following points is NOT mentioned in the Standards of Practice Handbook?
A. Disclose levels of service.
B. Simultaneous dissemination.
C. Establish control over trading activity.
D. Disclose all corporate relationships.
E. Establish procedures for determining material change.
F. Limit the number of people involved.
G. Publish personnel guidelines for predissemination.
H. Shorten the time frame between decision and dissemination.
Answer: D
Explanation:
Explanation/Reference:
Explanation:
Under Standard IV (B.3), members have an obligation to ensure that their firms establish compliance procedures requiring all employees who disseminate investment recommendations or actions to treat clients fairly. The number of people privy to an investment recommendation should be limited. Reasonable efforts should be made to limit the amount of time that lapses between the decision and the dissemination of the recommendation. Guidelines must be established to prohibit persons who have prior knowledge from discussing a pending recommendation. Trading activities should be monitored and controlled.
Procedures should be established to determine whether a change in an investment recommendation is considered material. The organization should disclose to firms whether or not it offers two or more levels of service to clients for the same or different fees.

NEW QUESTION: 2
You are using Microsoft Test Manager (MTM).
You have been assigned to work on a test case for an application that is still in development. There have been changes to the test case.
You need to know what changes have been made.
What should you do?
A. Open the test case work item, click the Summary tab, and click All changes.
B. Open the test case work item, click on Links, then view links of the linked type Versioned Item.
C. Add a link to a test change document from the test plan properties.
D. View the automatic collected change document on the Attachments tab.
Answer: A
Explanation:
Explanation/Reference:
Q: Can I get an audit trail for test plans and test suites?
A: Yes. With TFS 2013.3, work item history tracks changes to test plans and test suites. For example, adding tests to a test suite or changing configurations are tracked. In the work item form, under History, choose ALL CHANGES to view the audit trail.

Reference: Plan Manual Tests using Team Web Access

NEW QUESTION: 3

A. Option C
B. Option A
C. Option B
D. Option D
Answer: B,D