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NEW QUESTION: 1
Sarah Bean is a registered representative with NewWave Investments, a family of mutual funds. She has
recommended one of NewWave's funds to a client and given him a prospectus. The prospectus provides
information about the fund's breakpoints and indicates that an investment of $25,000 or more will lead to
a reduced front-end load. The prospectus also clearly explains the details of a letter of intent. Sarah's
client invests $23,000 in the fund then and there without even opening the prospectus. Has Sarah violated
any of FINRA's rules of conduct?
A. Yes. Sarah needed to tell her client that he would have to read through the prospectus to ensure he
understood all aspects of the investment before she could take any money from him.
B. No. Sarah properly provided her client with a prospectus prior to selling him shares of the fund.
C. Yes. Sarah is not permitted to accept funds from a client without the presence of her immediate
supervisor.
D. Yes. Sarah is required to explain the concepts of breakpoints and letters of intent to her client.
Answer: D
Explanation:
Yes. Sarah is required to explain the concepts of breakpoints and letters of intent to her
client and her failure to do so is a violation of FINRA's rules of conduct. A registered representative selling
mutual fund shares is required to explain the salient facts contained in a fund's prospectus to a client
before selling him the fund shares. Sarah's failure to do so is deemed "inconsistent with just and equitable
principles of trade."

NEW QUESTION: 2
SWITCH.comは、2つのレイヤー2のみのスイッチで構成される既存のエンタープライズネットワークを持つIT企業です。 DSW1およびASW1。トポロジ図は、レイヤー2マッピングを示しています。 VLAN 20は、出荷担当者がサーバーにアクセスできるようにするために使用される新しいVLANです。企業ポリシーでは、スイッチでレイヤー3機能を有効にできません。セキュリティ上の理由から、次の方法でVLAN 20へのアクセスを制限する必要があります。
* ASW1のportfO / 1を介してVLAN 20に接続するユーザーは、ネットワークへのアクセスを許可される前に認証される必要があります。認証は、Radiusサーバーを介して行われます。
* Radiusサーバーホスト：172.120.40.46
*半径キー：rad123
*認証は、可能な限りホストの近くに実装する必要があります。
* VLAN 20上のデバイスは、172.120.40.0 / 24のサブネットに制限されています。
* 172.120.40.0/24のサブネット内のデバイスからのパケットは、VLAN 20で許可される必要があります。
*他のアドレス範囲のデバイスからのパケットは、VLAN 20でドロップする必要があります。
*フィルタリングは、可能な限りサーバーファームの近くに実装する必要があります。
Radiusサーバーとアプリケーションサーバーは、将来インストールされます。サーバーをインストールするための前提条件として、上記のアクセス制御を実装する必要があります。使用可能なIOSスイッチ機能を使用する必要があります。



Answer:
Explanation:
The configuration:
Step1: Console to ASW1 from PC console 1
ASW1(config)#aaa new-model
ASW1(config)#radius-server host 172.120.39.46 key rad123
ASW1(config)#aaa authentication dot1x default group radius
ASW1(config)#dot1x system-auth-control
ASW1(config)#inter fastEthernet 0/1
ASW1(config-if)#switchport mode access
ASW1(config-if)#dot1x port-control auto
ASW1(config-if)#exit
ASW1#copy run start
Step2: Console to DSW1 from PC console 2
DSW1(config)#ip access-list standard 10
DSW1(config-ext-nacl)#permit 172.120.40.0 0.0.0.255
DSW1(config-ext-nacl)#exit
DSW1(config)#vlan access-map PASS 10
DSW1(config-access-map)#match ip address 10
DSW1(config-access-map)#action forward
DSW1(config-access-map)#exit
DSW1(config)#vlan access-map PASS 20
DSW1(config-access-map)#action drop
DSW1(config-access-map)#exit
DSW1(config)#vlan filter PASS vlan-list 20
DSW1#copy run start

NEW QUESTION: 3
For which two purposes is a TCO calculation used? (Choose two.)
A. To calculate the projected downtime cost of the proposed solution
B. To compare an IBM solution versus an alternative IBM solution
C. To compare an IBM solution with a competitive solution
D. To compare the warranty cost and the maintenance cost
E. To calculate the energy efficiency of the proposed solution
Answer: B,C